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Rules of Investment Service Delivery

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Rules of Delivery of BROKERAGE Services on Securities Market - These rules define the procedure and terms of accepting/ conveying orders for concluding transactions  in customers' securities, communication with customers, as well as execution of transactions in securities at customers' expense and provision of general  information on possible risks associated with execution of transactions. The rules have been designed in compliance with RA Civil Code, RA law On Securities Market, RA Central Bank's regulatory documents and other legal acts.

 

Rules of Securities CUSTODY Operations - These Rules define the list of transactions executed by using securities accounts, the procedure and terms of delivery/implementation of services, depositary relationships, as well as the procedure of custody operations. The Rules have been prepared in compliance with RA Civil Code, RA law On Securities Market, and other legal acts regulating custody operations (including the requirements of the RA Central Depositary).

Updated 18.09.2019 | 15:18:58